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# Security & Compliance Report

**Session ID**: `phase20-session07-file-executor-integration` **Package**: null (cross-cutting) **Reviewed**: 2026-06-28 **Result**: PASS

## Scope

**Files reviewed** (session deliverables and review-fix files only):

* `.spec_system/specs/phase20-session07-file-executor-integration/code-review.md` - Review evidence.
* `.spec_system/specs/phase20-session07-file-executor-integration/implementation-notes.md` - Implementation evidence.
* `.spec_system/specs/phase20-session07-file-executor-integration/spec.md` - Session requirements.
* `.spec_system/specs/phase20-session07-file-executor-integration/tasks.md` - Task checklist.
* `apps/server/README_server.md` - Server docs.
* `apps/server/src/lib/guardedActionValidation.ts` - Guarded file mutation request validation.
* `apps/server/src/lib/orchestrationValidation.ts` - Queue file rollback request validation.
* `apps/server/src/managers/executorRegistry.ts` - Manager-backed file executor adapter.
* `apps/server/src/managers/fileMutationManager.ts` - File mutation execution and rollback metadata.
* `apps/server/src/managers/guardedActions.ts` - Stored guarded file mutation request cloning.
* `apps/server/src/managers/planCampaignManager.ts` - Campaign file executable dispatch.
* `apps/server/src/managers/taskExecutionCoordinator.ts` - Queue file dispatch and rollback.
* `apps/server/src/managers/taskQueue.ts` - Queue executable cloning and summaries.
* `apps/server/src/routes/orchestration.ts` - Queue file dispatch and rollback routes.
* `apps/server/src/routes/guardedActions.ts` - Guarded action route integration, inspected as a declared deliverable.
* `apps/server/src/server.ts` - File mutation manager construction and injection.
* `apps/server/tests/commandCenterRoutes.test.ts` - Route privacy and rollback coverage.
* `apps/server/tests/executorRegistry.test.ts` - Executor readiness and fail-closed coverage.
* `apps/server/tests/guardedActions.test.ts` - Guarded file approval coverage.
* `apps/server/tests/orchestration.test.ts` - Queue dispatch, rollback, and event privacy coverage.
* `apps/server/tests/planCampaignManager.test.ts` - Campaign file dispatch coverage.
* `apps/server/tests/taskExecutionCoordinator.test.ts` - Coordinator dispatch, rollback, stale, and duplicate coverage.
* `apps/web/README_web.md` - Web docs.
* `apps/web/src/components/orchestration/CommandCenterPanes.tsx` - Command center rollback wiring.
* `apps/web/src/components/orchestration/ExecutorRunHistoryDrawer.tsx` - File execution drawer metadata.
* `apps/web/src/components/orchestration/FileGitWorkbench.tsx` - File task draft and execution UI.
* `apps/web/src/components/orchestration/OrchestrationShell.tsx` - Queue rollback mutation wiring.
* `apps/web/src/components/orchestration/OrchestrationTabs.tsx` - Command center tab wiring.
* `apps/web/src/components/orchestration/QueueWorkbench.tsx` - Queue file rollback affordance.
* `apps/web/src/lib/commandCenterUi.ts` - File execution attachment view model and redaction.
* `apps/web/src/lib/orchestrationApi.ts` - File task and rollback client helpers.
* `apps/web/src/lib/orchestrationUi.ts` - File execution summary copy and redaction.
* `apps/web/tests/CommandCenterPanes.test.tsx` - UI rollback coverage.
* `apps/web/tests/ExecutorFamiliesPanel.test.tsx` - Executor drawer metadata coverage.
* `apps/web/tests/FileGitWorkbench.test.tsx` - File/Git UI states and redaction coverage.
* `apps/web/tests/orchestrationApi.test.ts` - File create, dispatch, rollback serialization coverage.
* `apps/web/tests/orchestrationUi.test.ts` - File summary and redaction coverage.
* `docs/api/README_api.md` - API docs.
* `packages/protocol/src/guardedActions.ts` - Guarded file mutation contract.
* `packages/protocol/src/orchestrationCommandCenter.ts` - Command-center file execution contract and redaction schema.
* `packages/protocol/src/rest.ts` - REST task queue dispatch alias.
* `packages/protocol/src/taskQueue.ts` - File executable and summary contract.
* `packages/protocol/tests/guardedActions.test.ts` - Guarded protocol coverage.
* `packages/protocol/tests/orchestration.test.ts` - Protocol route vocabulary coverage.
* `packages/protocol/tests/orchestrationCommandCenter.test.ts` - Command-center schema coverage.
* `packages/protocol/tests/taskQueue.test.ts` - File queue protocol coverage.
* `tests/e2e/orchestration-command-center.e2e.ts` - Browser apply/rollback privacy coverage.

**Review method**: Static analysis of session deliverables, targeted diff inspection, redaction-focused test inspection, focused/full test commands, Playwright browser proof, and repository secret scan.

**Review evidence**:

* Command/check: `PATH="$HOME/.nvm/versions/node/v26.2.0/bin:$PATH" npm run security:secrets`
  * Result: PASS
  * Evidence: Secret scan passed; 1970 tracked text files checked.
* Command/check: `git diff --name-only HEAD -- package.json package-lock.json`
  * Result: N/A
  * Evidence: No dependency manifest or lockfile changes; dependency audit for new packages is not applicable.
* Command/check: `rg -n "dangerouslySetInnerHTML|innerHTML|eval\(|child_process|exec\(|spawn\(|console\.log|TODO|FIXME|api[_-]?key|password|secret|token" $files`
  * Result: PASS
  * Evidence: Matches were redaction tests/docs, protocol blocked-field vocabularies, existing startup logs, or product diagnostics strings; no new hardcoded credential, eval, HTML injection, or unguarded shell execution was found in session file execution paths.
* Command/check: `rg -n "parseGuardedActionCreateRequest|fileMutation|operation.*file|parseCommandCenterFileMutationRequest" apps/server/src/lib/guardedActionValidation.ts apps/server/src/managers/executorRegistry.ts`
  * Result: PASS
  * Evidence: Guarded file mutations are parsed by `parseCommandCenterFileMutationRequest`, limited to file guarded actions, and rejected when operation does not match guarded action kind.
* Command/check: `rg -n "inFlight|expectedRevision|rollbackFile|dispatchFile|recordExecution|redactSensitiveText|pathLabel" apps/server/src/managers/taskExecutionCoordinator.ts apps/server/src/managers/fileMutationManager.ts apps/server/src/managers/taskQueue.ts apps/server/src/routes/orchestration.ts`
  * Result: PASS
  * Evidence: File dispatch/rollback use in-flight guards, stale revision checks, idempotency/recording controls, and redacted public path labels.
* Command/check: `PATH="$HOME/.nvm/versions/node/v26.2.0/bin:$PATH" npx vitest run packages/protocol/tests/taskQueue.test.ts packages/protocol/tests/guardedActions.test.ts apps/server/tests/taskExecutionCoordinator.test.ts apps/server/tests/executorRegistry.test.ts apps/server/tests/guardedActions.test.ts apps/server/tests/orchestration.test.ts apps/server/tests/planCampaignManager.test.ts apps/server/tests/commandCenterRoutes.test.ts apps/web/tests/orchestrationApi.test.ts apps/web/tests/orchestrationUi.test.ts apps/web/tests/FileGitWorkbench.test.tsx apps/web/tests/CommandCenterPanes.test.tsx apps/web/tests/ExecutorFamiliesPanel.test.tsx`
  * Result: PASS
  * Evidence: 13 files, 135 tests passed, including file execution, rollback, stale revision, and privacy cases.
* Command/check: `PATH="$HOME/.nvm/versions/node/v26.2.0/bin:$PATH" npm run test:e2e -- --project=app-desktop tests/e2e/orchestration-command-center.e2e.ts`
  * Result: PASS
  * Evidence: 5 browser tests passed, including visible file dispatch/rollback without raw file content.

## Security Assessment

### Overall: PASS

| Category                      | Status | Severity | Details                                                                                                                                                                                                                          |
| ----------------------------- | ------ | -------- | -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
| Injection (SQLi, CMDi, LDAPi) | PASS   | --       | No database layer or SQL introduced. File mutations use structured manager requests; no new eval or child-process path was found in the session file execution path.                                                             |
| Hardcoded Secrets             | PASS   | --       | `npm run security:secrets` passed. Search matches were redaction tests/docs or blocked-field vocabularies, not real credentials.                                                                                                 |
| Sensitive Data Exposure       | PASS   | --       | Server and web redaction paths cover token-like paths, file contents, replacement text, provider payloads, broad paths, and raw diagnostics. Focused tests and e2e prove omission from REST, WebSocket, queue rows, and drawers. |
| Insecure Dependencies         | PASS   | --       | No package manifest or lockfile changes.                                                                                                                                                                                         |
| Security Misconfiguration     | PASS   | --       | No CORS, auth, hosted, Worker, analytics, remote execution, or debug-mode configuration changes.                                                                                                                                 |
| Database Security             | N/A    | --       | Project conventions state database is not configured, and the spec excludes database, persistence schema, or migration work.                                                                                                     |

### Security Findings

No security findings.

## GDPR Compliance Assessment

### Overall: N/A

*N/A because this session introduced no personal data collection, consent flow, user account storage, third-party transfer, analytics, hosted persistence, or database-backed profile data. File mutation data remains local workspace task data and is minimized/redacted on broad product surfaces.*

**Categories reviewed**: Data Collection & Purpose, Consent Mechanism, Data Minimization, Right to Erasure, PII in Logs, Third-Party Data Transfers.

### Personal Data Inventory

No personal data collected or processed in this session.

### GDPR Findings

No GDPR findings.

## Recommendations

None -- session is compliant.

## Sign-Off

* **Result**: PASS
* **Reviewed by**: AI validation (validate)
* **Date**: 2026-06-28


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