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# Security & Compliance Report

**Session ID**: `phase19-session07-provider-diagnostics` **Package**: cross-cutting **Reviewed**: 2026-06-26 **Result**: PASS

## Scope

**Files reviewed** (session deliverables only):

* `packages/protocol/src/providerDiagnostics.ts` - shared provider diagnostics contracts and parsers
* `packages/protocol/tests/providerDiagnostics.test.ts` - protocol parser and blocked-payload tests
* `apps/server/src/managers/diagnosticsManager.ts` - server diagnostics probes and recovery boundary
* `apps/server/tests/providerDiagnostics.test.ts` - diagnostics manager and route tests
* `apps/cli/src/lib/providerDiagnostics.js` - CLI provider diagnostics formatting helpers
* `apps/cli/tests/providerDiagnostics.test.js` - CLI provider diagnostics tests
* `apps/web/src/components/orchestration/ProviderCapabilityMatrix.tsx` - provider capability matrix UI
* `apps/web/src/components/orchestration/DiagnosticsRecoveryPanel.tsx` - diagnostics and recovery UI
* `apps/web/tests/DiagnosticsRecoveryPanel.test.tsx` - diagnostics panel tests
* `packages/protocol/src/index.ts` - protocol export barrel
* `apps/server/src/routes/diagnostics.ts` - provider readiness and recovery routes
* `apps/server/src/lib/orchestrationDiagnostics.ts` - compact diagnostics counts
* `apps/server/src/managers/orchestrationCommandCenter.ts` - diagnostics-manager refresh helpers
* `apps/server/src/server.ts` - diagnostics manager injection and auth-mounted routes
* `apps/server/tests/orchestrationDiagnostics.test.ts` - orchestration diagnostics route tests
* `apps/server/tests/routes.test.ts` - REST route regression tests
* `apps/cli/src/lib/orchestrationDiagnostics.js` - CLI local diagnostics HTTP helpers
* `apps/cli/src/commands/doctor.js` - CLI doctor provider readiness output
* `apps/cli/src/commands/status.js` - CLI status provider readiness output
* `apps/cli/tests/orchestrationDiagnostics.test.js` - CLI diagnostics redaction tests
* `apps/cli/tests/cliRuntime.test.js` - CLI doctor/status runtime tests
* `apps/web/src/lib/orchestrationApi.ts` - web provider diagnostics API helpers
* `apps/web/src/lib/commandCenterUi.ts` - web diagnostics UI normalization and redaction
* `apps/web/src/components/orchestration/CommandCenterPanes.tsx` - Diagnostics tab wiring
* `apps/web/src/components/orchestration/OrchestrationHeader.tsx` - provider diagnostics header summary
* `apps/web/src/components/orchestration/index.ts` - component exports
* `apps/web/tests/orchestrationApi.test.ts` - web API helper tests
* `apps/web/tests/commandCenterUi.test.ts` - UI helper tests
* `apps/web/tests/commandCenterStore.test.ts` - mutation-key store tests
* `apps/web/tests/OrchestrationPanel.test.tsx` - shell integration tests
* `docs/api/README_api.md` - API documentation
* `docs/api/event-api-hook-contracts.md` - API and event contract documentation
* `apps/server/README_server.md` - server diagnostics documentation
* `apps/cli/README_cli.md` - CLI diagnostics documentation
* `apps/web/README_web.md` - web diagnostics documentation

**Review method**: Static analysis of session deliverables, targeted secret and redaction scans, focused/full test execution, and dependency-change inspection.

**Review evidence**:

* Command/check: `npm run security:secrets`
  * Result: PASS - tracked-file secret scan passed.
  * Evidence: output `Secret scan passed (1756 tracked text files checked).`
* Command/check: `rg -n --ignore-case "(api[_-]?key|secret|token|password|private[_-]?key|BEGIN (RSA|OPENSSH|PRIVATE)|sk-[A-Za-z0-9])" [35 deliverables]`
  * Result: PASS - hits were redaction code, documentation policy text, environment variable names, and test sentinel strings asserted not to leak.
  * Evidence: test lines include `expect(...).not.toContain(...)`; source lines include sanitizer replacements and blocked raw field names.
* Command/check: `git diff -- package.json package-lock.json`
  * Result: N/A - no package or lockfile dependency changes in this session.
  * Evidence: command produced no output.
* Command/check: targeted inspection of `packages/protocol/src/providerDiagnostics.ts`, `apps/server/src/routes/diagnostics.ts`, `apps/server/src/server.ts`, `apps/server/src/managers/diagnosticsManager.ts`, `apps/cli/src/lib/orchestrationDiagnostics.js`, `apps/web/src/lib/commandCenterUi.ts`, and diagnostics UI components.
  * Result: PASS - parsers reject blocked raw fields, routes validate recovery requests, auth middleware is mounted before routes, recovery locks clear in `finally`, CLI diagnostics are loopback-only, and UI labels are redacted/product-facing.
  * Evidence: `parseProviderDiagnosticsSnapshot`, `parseProviderRecoveryRequest`, `createLocalAuthMiddleware(authToken)`, `inFlightRecoveryKeys.delete(lockKey)`, `isLoopbackUrl`, and `redactCommandCenterText` are present.

## Security Assessment

### Overall: PASS

| Category                      | Status | Severity | Details                                                                                                                                                  |
| ----------------------------- | ------ | -------- | -------------------------------------------------------------------------------------------------------------------------------------------------------- |
| Injection (SQLi, CMDi, LDAPi) | PASS   | --       | No SQL or database layer changes. Recovery requests are schema-validated by `parseProviderRecoveryRequest`; no shell execution was added.                |
| Hardcoded Secrets             | PASS   | --       | `npm run security:secrets` passed. Targeted deliverable scan found only env variable names, redaction code, docs policy text, and test sentinel strings. |
| Sensitive Data Exposure       | PASS   | --       | Protocol and UI helpers reject blocked raw fields; CLI/web sanitizers redact bearer values, token-like strings, URLs, paths, and raw payload labels.     |
| Insecure Dependencies         | PASS   | --       | `git diff -- package.json package-lock.json` showed no dependency changes.                                                                               |
| Security Misconfiguration     | PASS   | --       | Server routes inherit `createLocalAuthMiddleware(authToken)` and existing local rate/body/CORS middleware before diagnostics routes mount.               |

### Security Findings

No security findings.

## GDPR Compliance Assessment

### Overall: N/A

*N/A because this session introduced provider/setup/runtime readiness diagnostics and local recovery metadata only. It did not introduce new personal data collection, storage, third-party transfer, account lifecycle, consent surfaces, or user profiling.*

**Categories reviewed**: Data Collection & Purpose, Consent Mechanism, Data Minimization, Right to Erasure, PII in Logs, Third-Party Data Transfers.

### Personal Data Inventory

No personal data collected or processed in this session.

### GDPR Findings

No GDPR findings.

## Recommendations

None - session is compliant.

## Sign-Off

* **Result**: PASS
* **Reviewed by**: AI validation (validate)
* **Date**: 2026-06-26


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