> For the complete documentation index, see [llms.txt](https://faction-os.gitbook.io/faction-os-docs/llms.txt). Markdown versions of documentation pages are available by appending `.md` to page URLs; this page is available as [Markdown](https://faction-os.gitbook.io/faction-os-docs/.spec_system/archive/sessions/phase19-session06-executor-registry/security-compliance.md).

# Security & Compliance Report

**Session ID**: `phase19-session06-executor-registry` **Package**: cross-cutting **Reviewed**: 2026-06-26 **Result**: PASS

## Scope

**Files reviewed** (session deliverables and touched runtime/docs/test files):

* `apps/server/src/managers/executorRegistry.ts` - executor registry, capability probing, bounded result mapping, timeout, cleanup, default entries.
* `apps/server/src/managers/guardedActions.ts` - guarded-action approval completion and idempotency behavior.
* `apps/server/src/managers/orchestrationCommandCenter.ts` - command-center execution run helpers and capability updates.
* `apps/server/src/routes/guardedActions.ts` - approval-to-execution routing and paired event emission.
* `apps/server/src/routes/commandCenter.ts` - executor probe and execution detail routes.
* `apps/server/src/lib/commandCenterValidation.ts` - route-id, body, revision, idempotency, and blocked payload validation.
* `apps/server/src/lib/orchestrationDiagnostics.ts` - registry readiness and execution-count diagnostics.
* `apps/server/src/server.ts` - default registry construction and dependency injection.
* `apps/server/src/ws/handlers.ts` - WebSocket guarded-action approval completion and execution events.
* `apps/server/tests/executorRegistry.test.ts` - registry ready, non-ready, failure, timeout, cleanup, rollback, and bounding coverage.
* `apps/server/tests/guardedActions.test.ts` - guarded approval, non-ready, capacity, and validation coverage.
* `apps/server/tests/commandCenterManager.test.ts` - execution lifecycle and idempotency coverage.
* `apps/server/tests/commandCenterRoutes.test.ts` - executor probe/detail route and redaction coverage.
* `apps/server/tests/websocket.test.ts` - guarded-action WebSocket decision and execution event coverage.
* `apps/server/tests/orchestrationDiagnostics.test.ts` - compact diagnostics coverage.
* `apps/web/src/lib/orchestrationApi.ts` - executor probe/detail API helpers and response guards.
* `apps/web/src/lib/commandCenterUi.ts` - executor family, run history, redaction, and action availability helpers.
* `apps/web/src/components/orchestration/ExecutorFamiliesPanel.tsx` - executor family cards and bounded run summaries.
* `apps/web/src/components/orchestration/ExecutorRunHistoryDrawer.tsx` - scoped execution detail drawer.
* `apps/web/src/components/orchestration/CommandCenterPanes.tsx` - Executors tab integration.
* `apps/web/src/components/orchestration/OrchestrationDrawer.tsx` - execution drawer delegation.
* `apps/web/src/components/orchestration/OrchestrationShell.tsx` - executor refresh mutation wiring.
* `apps/web/src/components/orchestration/OrchestrationTabs.tsx` - executor refresh prop pass-through.
* `apps/web/src/components/orchestration/index.ts` - component exports.
* `apps/web/tests/ExecutorFamiliesPanel.test.tsx` - executor panel and drawer redaction/focus coverage.
* `apps/web/tests/orchestrationApi.test.ts` - executor probe/detail helper coverage.
* `apps/web/tests/commandCenterUi.test.ts` - executor summary and run-history helper coverage.
* `apps/web/tests/commandCenterStore.test.ts` - executor/event reducer cleanup coverage.
* `apps/web/tests/OrchestrationPanel.test.tsx` - Executors tab integration coverage.
* `docs/api/README_api.md` - API behavior, executor routes, and event documentation.
* `docs/api/event-api-hook-contracts.md` - detailed REST/WebSocket contract updates.
* `apps/server/README_server.md` - server registry and run lifecycle documentation.
* `apps/web/README_web.md` - Executors tab and redaction documentation.

**Review method**: Static analysis of session deliverables and touched files, dependency-change inspection, focused tests, full test suite, typecheck, lint, format, whitespace, and ASCII/LF validation.

**Review evidence**:

* Command/check: `git diff --name-only -- package.json package-lock.json apps/*/package.json packages/*/package.json public-website/package.json`
  * Result: PASS - no dependency manifest or lockfile changes.
  * Evidence: Command produced no output; dependency audit is not applicable to this session.
* Command/check: `files=$(git diff --name-only -- . ':!.spec_system/state.json'; git ls-files --others --exclude-standard); rg -n "(api[_-]?key|secret|token|password|bearer|oauth|client_secret|private_key)\s*[:=]\s*['\"]" $files || true`
  * Result: PASS - matches were deliberate redaction test fixtures only.
  * Evidence: Matches appeared in test files such as `apps/server/tests/commandCenterRoutes.test.ts`, `apps/server/tests/guardedActions.test.ts`, `apps/server/tests/websocket.test.ts`, `apps/web/tests/ExecutorFamiliesPanel.test.tsx`, and `apps/web/tests/commandCenterUi.test.ts`.
* Command/check: `rg -n "(api[_-]?key|secret|token|password|bearer|oauth|client_secret|private_key)\s*[:=]\s*['\"]" apps/server/src/lib/commandCenterValidation.ts apps/server/src/lib/orchestrationDiagnostics.ts apps/server/src/managers/executorRegistry.ts apps/server/src/managers/guardedActions.ts apps/server/src/managers/orchestrationCommandCenter.ts apps/server/src/routes/commandCenter.ts apps/server/src/routes/guardedActions.ts apps/server/src/server.ts apps/server/src/ws/handlers.ts apps/web/src/components/orchestration/CommandCenterPanes.tsx apps/web/src/components/orchestration/ExecutorFamiliesPanel.tsx apps/web/src/components/orchestration/ExecutorRunHistoryDrawer.tsx apps/web/src/components/orchestration/OrchestrationDrawer.tsx apps/web/src/components/orchestration/OrchestrationShell.tsx apps/web/src/components/orchestration/OrchestrationTabs.tsx apps/web/src/components/orchestration/index.ts apps/web/src/lib/commandCenterUi.ts apps/web/src/lib/orchestrationApi.ts apps/server/README_server.md apps/web/README_web.md docs/api/README_api.md docs/api/event-api-hook-contracts.md || true`
  * Result: PASS - no hardcoded secrets in changed runtime or documentation files.
  * Evidence: Command produced no output.
* Command/check: `files=$(git diff --name-only -- . ':!.spec_system/state.json'; git ls-files --others --exclude-standard); rg -n "dangerouslySetInnerHTML|innerHTML|eval\(|new Function|child_process|exec\(|spawn\(|DROP TABLE|SELECT \*|INSERT INTO|UPDATE .* SET|DELETE FROM" $files || true`
  * Result: PASS - no dynamic code execution, shell execution, unsafe HTML sinks, or raw SQL patterns in session files.
  * Evidence: Command produced no output.
* Command/check: `rg -n "debug|telemetry|seed|frame|resize|shell ready|data-source|route ownership|runtime|raw output|command body|terminal output|provider payload|token|secret" apps/web/src/components/orchestration/ExecutorFamiliesPanel.tsx apps/web/src/components/orchestration/ExecutorRunHistoryDrawer.tsx apps/web/src/components/orchestration/CommandCenterPanes.tsx apps/web/src/components/orchestration/OrchestrationDrawer.tsx || true`
  * Result: PASS - no product-surface debug or raw-payload terms in changed executor UI surfaces.
  * Evidence: Command produced no output.
* Command/check: `source "$NVM_DIR/nvm.sh"; nvm use 26.2.0 >/dev/null; npm test`
  * Result: PASS - full suite passed.
  * Evidence: 224 test files passed, 1 skipped; 2750 tests passed, 1 skipped.

## Security Assessment

### Overall: PASS

| Category                      | Status | Severity | Details                                                                                                               |
| ----------------------------- | ------ | -------- | --------------------------------------------------------------------------------------------------------------------- |
| Injection (SQLi, CMDi, LDAPi) | PASS   | --       | No shell execution, dynamic code execution, unsafe HTML sink, or raw SQL patterns found in session files.             |
| Hardcoded Secrets             | PASS   | --       | Runtime/docs scan found no hardcoded secrets; broader matches were test redaction fixtures only.                      |
| Sensitive Data Exposure       | PASS   | --       | Registry and UI helpers bound and redact result text; tests cover blocked raw fields and redaction paths.             |
| Insecure Dependencies         | PASS   | --       | No dependency manifest or lockfile changed.                                                                           |
| Security Misconfiguration     | PASS   | --       | No new hosted transfer, CORS loosening, auth bypass, database, terminal, Docker, Worker, or remote runtime was added. |

### Security Findings

No security findings.

## GDPR Compliance Assessment

### Overall: N/A

*N/A because this session introduced no new personal data collection, persistence, third-party transfer, or user-consent flow.*

**Categories reviewed**: Data Collection & Purpose, Consent Mechanism, Data Minimization, Right to Erasure, PII in Logs, Third-Party Data Transfers.

### Personal Data Inventory

No personal data collected or processed in this session.

### GDPR Findings

No GDPR findings.

## Recommendations

None -- session is compliant.

## Sign-Off

* **Result**: PASS
* **Reviewed by**: AI validation (validate)
* **Date**: 2026-06-26


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