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# Security & Compliance Report

**Session ID**: `phase01-session01-event-ingest-contract-reconciliation` **Package**: Cross-cutting (`packages/protocol`, `apps/server`, `apps/hooks`) **Reviewed**: 2026-05-29 **Result**: PASS

***

## Scope

**Files reviewed** (session deliverables only):

* `packages/protocol/src/ingest.ts` - shared ingest vocabulary and request/response contracts
* `packages/protocol/src/heroes.ts` - hero runtime contract update with optional session alias
* `packages/protocol/src/index.ts` - protocol public export surface
* `packages/protocol/tests/ingest.test.ts` - protocol contract tests
* `packages/protocol/README_protocol.md` - protocol ownership documentation
* `apps/server/src/lib/eventIngest.ts` - request normalization helpers
* `apps/server/src/managers/heroRoster.ts` - hero alias lookup and storage
* `apps/server/src/routes/event.ts` - `/event` ingest route behavior
* `apps/server/tests/eventIngest.test.ts` - route ingest tests
* `apps/server/tests/routes.test.ts` - existing REST lifecycle coverage
* `apps/server/tests/fixtures/event-ingest/README.md` - fixture notes
* `apps/hooks/tests/hookPayloads.test.js` - hook payload fixture tests
* `apps/hooks/README_hooks.md` - hook behavior documentation
* `docs/api/event-api-hook-contracts.md` - detailed ingest contract docs
* `docs/api/README_api.md` - concise API docs
* `.spec_system/specs/phase01-session01-event-ingest-contract-reconciliation/implementation-notes.md` - session record
* `.spec_system/specs/phase01-session01-event-ingest-contract-reconciliation/validation.md` - validation record

**Review method**: Static analysis of session deliverables, targeted test review, and dependency-free workspace test execution

***

## Security Assessment

### Overall: PASS

| Category                      | Status | Severity | Details                                                                                                            |
| ----------------------------- | ------ | -------- | ------------------------------------------------------------------------------------------------------------------ |
| Injection (SQLi, CMDi, LDAPi) | PASS   | --       | No new dynamic query or shell construction paths were introduced in the session scope.                             |
| Hardcoded Secrets             | PASS   | --       | No secrets, tokens, or credentials were added to deliverables.                                                     |
| Sensitive Data Exposure       | PASS   | --       | Route normalization and opaque fallback handling remain bounded; no new PII logging or response leakage was added. |
| Insecure Dependencies         | PASS   | --       | No runtime dependencies were added in this session.                                                                |
| Misconfiguration              | PASS   | --       | Session changes did not relax auth, CORS, rate limiting, or debug defaults.                                        |
| Database Security             | N/A    | --       | The session does not touch a persisted database layer.                                                             |

***

## GDPR Assessment

### Overall: N/A

This session does not introduce new user data collection, persistence, export, or third-party sharing flows. The ingest contract updates only refine internal event normalization and routing behavior.

| Category            | Status | Details                                            |
| ------------------- | ------ | -------------------------------------------------- |
| Data Collection     | N/A    | No new personal data fields were added.            |
| Consent             | N/A    | No new user data collection path was introduced.   |
| Data Minimization   | N/A    | No new personal data collection occurs.            |
| Right to Erasure    | N/A    | No new stored personal data was introduced.        |
| Data Logging        | PASS   | No new PII logging behavior was added.             |
| Third-Party Sharing | N/A    | No new external data transfer path was introduced. |

***

## Behavioral Quality Spot-Check

### Overall: PASS

* Trust boundary handling stays at the route boundary through the ingest normalizer.
* Unsupported payloads remain bounded opaque frames or accepted no-ops where documented.
* Alias resolution is deterministic and covered by focused tests.
* No new resource lifecycle or idempotency regressions were introduced in the reviewed scope.


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